Filing Details
- Accession Number:
- 0001613665-17-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 18:02:35
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-03 18:02:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622162 | James Kenneth Karels | C/O Great Western Bancorp, Inc. 225 South Main Avenue Sioux Falls SD 57104 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-10-02 | 70,167 | $0.00 | 85,993 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-10-02 | 26,242 | $0.00 | 112,235 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-10-03 | 26,758 | $40.22 | 85,477 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-10-03 | 11,347 | $40.23 | 74,130 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 43,300 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2014 | $0.00 | 6,205 | 6,205 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2015 STI) | $0.00 | 6,501 | 6,501 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2015 | $0.00 | 7,581 | 7,581 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2016 STI) | $0.00 | 13,631 | 13,631 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2016 | $0.00 | 11,603 | 11,603 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,205 | 6,205 | Direct | |
| 6,501 | 6,501 | Direct | |
| 7,581 | 7,581 | Direct | |
| 13,631 | 13,631 | Direct | |
| 11,603 | 11,603 | Direct |
Footnotes
- The vesting and issuance of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017.
- The vesting and issuance of performance stock units granted in October 2014 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2017.
- These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of performance stock unit awards.
- These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards.
- Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
- The restricted stock units vest in two annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- The restricted stock units vest in two annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
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