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Filing Details

Accession Number:: 0001613665-17-000052
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-03 18:02:35
Reporting Period:: 2017-10-02

Accepted Time:: 2017-10-03 18:02:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1613665	Great Western Bancorp Inc.	GWB	State Commercial Banks (6022)	471308512

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1622162	James Kenneth Karels	C/O Great Western Bancorp, Inc. 225 South Main Avenue Sioux Falls SD 57104	President And Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-10-02	70,167	$0.00	85,993	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-10-02	26,242	$0.00	112,235	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2017-10-03	26,758	$40.22	85,477	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2017-10-03	11,347	$40.23	74,130	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	43,300	Indirect	Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units - 2014	$0.00	6,205	6,205	Direct
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units (2015 STI)	$0.00	6,501	6,501	Direct
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units - 2015	$0.00	7,581	7,581	Direct
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units (2016 STI)	$0.00	13,631	13,631	Direct
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units - 2016	$0.00	11,603	11,603	Direct

Amount	Remaning Holdings	Nature of Ownership
6,205	6,205	Direct
6,501	6,501	Direct
7,581	7,581	Direct
13,631	13,631	Direct
11,603	11,603	Direct

Footnotes

The vesting and issuance of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017.
The vesting and issuance of performance stock units granted in October 2014 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2017.
These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of performance stock unit awards.
These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards.
Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
The restricted stock units vest in two annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
The restricted stock units vest in two annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.