Filing Details
- Accession Number:
- 0001225208-17-015825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 17:28:10
- Reporting Period:
- 2017-09-30
- Accepted Time:
- 2017-10-03 17:28:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1680378 | Senestech Inc. | SNES | Agricultural Chemicals (2870) | 202079805 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1689556 | Ann Cheryl Dyer | C/O Senestech, Inc. 3140 N. Caden Court, Suite 1 Flagstaff AZ 86004 | Pres. & Chief Research Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-30 | 18,333 | $0.00 | 450,545 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-09-30 | 5,344 | $1.85 | 445,201 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-10-03 | 6,000 | $1.97 | 439,201 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-09-30 | 18,333 | $0.00 | 18,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
128,334 | 2017-06-30 | 2019-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Indirect | 2016 Dyer Mayer Family Delaware Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 5, 2017.
- The price shown is a weighted average sales price. The shares were sold at prices ranging from $1.92 to $2.10 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The restricted stock units are settled for shares of common stock on a one-for-one basis.
- Date at which first vesting occurs is indicated. One-third of the total restricted stock units ("RSUs") granted vests on the first vesting date with the remaining RSUs to vest in equal quarterly tranches over the next 24 months of continuous service.