Filing Details
- Accession Number:
- 0000899243-17-023321
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 17:20:33
- Reporting Period:
- 2017-09-30
- Accepted Time:
- 2017-10-03 17:20:33
- Original Submission Date:
- 2017-10-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1359555 | Pendrell Corp | PCO | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-09-30 | 704,267 | $6.83 | 0 | No | 4 | S | Indirect | By trust #1 |
Class A Common Stock | Acquisiton | 2017-09-30 | 704,267 | $6.83 | 704,267 | No | 4 | P | Direct | |
Class A Common Stock | Disposition | 2017-09-30 | 704,267 | $6.83 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-09-30 | 704,267 | $6.83 | 704,267 | No | 4 | P | Indirect | By trust #2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust #1 |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Indirect | By trust #2 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,273,884 | Indirect | See Footnote 1 |
Class A Common Stock | 261,859 | Indirect | By affiliated funds |
Footnotes
- These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.