Filing Details

Accession Number:
0000899243-17-023321
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-10-03 17:20:33
Reporting Period:
2017-09-30
Accepted Time:
2017-10-03 17:20:33
Original Submission Date:
2017-10-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1359555 Pendrell Corp PCO () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-09-30 704,267 $6.83 0 No 4 S Indirect By trust #1
Class A Common Stock Acquisiton 2017-09-30 704,267 $6.83 704,267 No 4 P Direct
Class A Common Stock Disposition 2017-09-30 704,267 $6.83 0 No 4 S Direct
Class A Common Stock Acquisiton 2017-09-30 704,267 $6.83 704,267 No 4 P Indirect By trust #2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust #1
No 4 P Direct
No 4 S Direct
No 4 P Indirect By trust #2
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,273,884 Indirect See Footnote 1
Class A Common Stock 261,859 Indirect By affiliated funds
Footnotes
  1. These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.