Filing Details
- Accession Number:
- 0001618732-17-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 16:59:54
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-10-03 16:59:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685545 | Nair Sudheesh Vadakkedath | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-09-29 | 25,000 | $3.20 | 311,519 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-09-29 | 25,000 | $22.41 | 286,519 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-10-01 | 25,000 | $0.00 | 311,519 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-10-02 | 13,189 | $22.16 | 298,330 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-09-29 | 25,000 | $0.00 | 25,000 | $3.20 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2017-10-01 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 725,000 | 2024-05-19 | No | 4 | M | Direct | |
| 325,000 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons' Restricted Stock Units, or RSUs.
- The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.
- Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
- Each RSU represents a contingent right to receive one share of Issuer common stock.
- 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.
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