Filing Details
- Accession Number:
- 0001144204-17-051059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 09:18:50
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-10-03 09:18:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577791 | Fifth Street Senior Floating Rate Corp. | FSFR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421840 | D Bernard Berman | 777 West Putnam Avenue 3Rd Floor Greenwich CT 06830 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-09-29 | 7,473 | $8.80 | 92,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | See below |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.80 to $8.82; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- The securities are held by the Bernard D. Berman 2012 Trust for the benefit of certain members of the reporting person's family for which the reporting person's wife is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Billionaire Hedge Funds
