Filing Details
- Accession Number:
- 0001633978-17-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 18:50:24
- Reporting Period:
- 2017-09-28
- Accepted Time:
- 2017-10-02 18:50:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648256 | Vincent Retort | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-28 | 20,471 | $25.05 | 110,770 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 20,471 | $54.43 | 90,299 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-09-28 | 10,235 | $25.05 | 100,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 8,235 | $54.43 | 92,299 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-28 | 2,000 | $54.98 | 90,299 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-09-28 | 20,471 | $0.00 | 20,471 | $25.05 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-09-28 | 10,235 | $0.00 | 10,235 | $25.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,235 | 2012-02-15 | 2019-02-15 | No | 4 | M | Direct |
| 0 | 2012-02-15 | 2019-02-15 | No | 4 | M | Direct |
Footnotes
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $53.90 to $54.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.90 to $55.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Transaction pursuant to 10b5-1 plan dated 11/30/2016.
Billionaire Hedge Funds
