Home > Insider Trading > Filing (0001104659-17-060286)

Filing Details

Accession Number:: 0001104659-17-060286
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-02 18:21:21
Reporting Period:: 2017-09-28

Accepted Time:: 2017-10-02 18:21:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497442	D Scott Grinis	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-09-28	9,308	$50.04	209,708	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$9.00	2011-07-28	2020-07-28	56,000	56,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.55	2012-02-28	2021-02-28	10,000	10,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.45	2013-02-28	2022-02-28	10,195	10,195	Direct
Common Stock	Employee Stock Option (Right to Buy)	$15.34	2014-02-28	2023-02-28	8,000	8,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$41.84	2015-02-28	2024-02-28	6,200	6,200	Direct
Common Stock	Employee Stock Option (Right to Buy)	$53.88	2016-02-28	2025-02-27	6,000	6,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.51	2017-02-28	2026-02-28	3,234	3,234	Direct
Common Stock	Employee Stock Option (Right to Buy)	$31.70	2018-03-28	2027-03-28	2,233	2,233	Direct
Common Stock	Restricted Stock Units	$0.00		2018-02-28	1,334	1,334	Direct
Common Stock	Restricted Stock Units	$0.00		2019-02-28	1,618	1,618	Direct
Common Stock	Restricted Stock Units	$0.00		2019-08-02	23,336	23,336	Direct
Common Stock	Restricted Stock Units	$0.00		2020-03-28	6,700	6,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-07-28	56,000	56,000	Direct
2021-02-28	10,000	10,000	Direct
2022-02-28	10,195	10,195	Direct
2023-02-28	8,000	8,000	Direct
2024-02-28	6,200	6,200	Direct
2025-02-27	6,000	6,000	Direct
2026-02-28	3,234	3,234	Direct
2027-03-28	2,233	2,233	Direct
2018-02-28	1,334	1,334	Direct
2019-02-28	1,618	1,618	Direct
2019-08-02	23,336	23,336	Direct
2020-03-28	6,700	6,700	Direct

Footnotes

This option grant vests over a 4 year period; one-fourth of the total amount vests on each anniversary of the date of grant.
This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
This option grant vests over a 3year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on each anniversary of the date of grant.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
These restricted stock units vest over a 3-year period; one-twelfth of the total amount vests on each three-month anniversary of the date of grant.
The stock sold by the Reporting Person and reported herein were sold at a range of between $49.95 and $50.20 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.