Filing Details
- Accession Number:
- 0001461790-17-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 17:18:23
- Reporting Period:
- 2017-09-28
- Accepted Time:
- 2017-10-02 17:18:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1659122 | Rosehill Resources Inc. | ROSE | () | A6 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461790 | K2 Principal Fund, L.p. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
| 1462150 | Shawn Kimel Investments, Inc. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
| 1462151 | K2 & Associates Investment Management Inc. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
| 1489956 | K2 Genpar 2009 Inc | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
| 1489957 | K2 Genpar Lp | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-09-29 | 10,000 | $8.28 | 477,115 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-10-02 | 20,000 | $8.90 | 457,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Warrants | Disposition | 2017-09-28 | 500 | $0.92 | 487,115 | $11.50 |
| Class A Common Stock | Warrants | Disposition | 2017-09-29 | 800 | $0.92 | 487,115 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,165,348 | 2017-04-27 | 2022-09-16 | No | 4 | S | Direct |
| 1,164,548 | 2017-04-27 | 2022-09-16 | No | 4 | S | Direct |
Footnotes
- The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Daniel Gosselin being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock
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