Filing Details

Accession Number:
0001703644-17-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-02 17:11:07
Reporting Period:
2017-09-28
Accepted Time:
2017-10-02 17:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703644 Granite Point Mortgage Trust Inc. GPMT Real Estate Investment Trusts (6798) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406982 Capitol Acquisition Corp 601 Carlson Parkway
Suite 1400
Minnetonka MN 55305
No No Yes No
1465740 Two Harbors Investment Corp. 590 Madison Avenue
36Th Floor
New York NY 10022
No No Yes No
1563628 Two Harbors Operating Co Llc 590 Madison Avenue
36Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-09-28 25,000 $18.74 33,331,662 No 4 P Indirect See footnote
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-09-29 25,000 $18.79 33,356,662 No 4 P Indirect See footnote
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-10-02 16,918 $18.90 33,373,580 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.
  2. Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.63 to $18.78. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
  3. The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 302,580 shares were held by Capitol.
  4. Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.73 to $18.83. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
  5. Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.73 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.