Filing Details
- Accession Number:
- 0000707549-17-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 17:07:25
- Reporting Period:
- 2017-09-28
- Accepted Time:
- 2017-10-02 17:07:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-28 | 11,590 | $51.76 | 79,421 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 11,590 | $181.76 | 67,831 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-09-28 | 11,590 | $0.00 | 11,590 | $51.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,414 | Indirect | By 401(k) |
| Common Stock | 521 | Indirect | By Spouse 401(k) |
Footnotes
- Shares exercised pursuant to 10b5-1 Trading Plan
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares sold pursuant to 10b5-1 Trading Plan.
- On 2/18/2014, the reporting person was granted stock options with a graded vesting schedule in which one-third of the total grant vested on each of 2/18/2015, 2/18/2016 and 2/18/2017.
Billionaire Hedge Funds
