Filing Details
- Accession Number:
- 0001246360-17-002816
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 17:07:11
- Reporting Period:
- 2017-08-16
- Accepted Time:
- 2017-10-02 17:07:11
- Original Submission Date:
- 2017-08-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204907 | M David Dorgan | 1201 South Second Street Milwaukee WI 53204 | Vp And Controller | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-16 | 3,000 | $69.57 | 11,455 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-16 | 3,000 | $165.05 | 8,455 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-16 | 3,000 | $0.00 | 3,000 | $69.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,500 | 2011-12-07 | 2020-12-07 | No | 4 | M | Direct |
Footnotes
- Amended to include 2,100 shares that were omitted from the total amount beneficially owned as last reported for this person because of an administrative error.
- Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Billionaire Hedge Funds
