Filing Details
- Accession Number:
- 0001140361-17-037138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 17:01:01
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-10-02 17:01:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260990 | Gtx Inc | GTXI | Pharmaceutical Preparations (2834) | 621715807 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602393 | Foundation Peak Pyramid | 1350 Concourse Avenue Suite 383 Memphis TN 38104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-29 | 565,291 | $0.00 | 4,390,243 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2017-09-29 | 339,174 | $0.00 | 339,174 | $9.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
339,174 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 565,291 immediately separable units (each, a "Unit"). The purchase price per Unit was $8.845. Each Unit consists of one share of common stock of the registrant and a warrant to purchase 0.6 of a share of common stock of the registrant.
- The warrants will be exercisable at any time and from time to time on or after September 29, 2017 and through and including September 29, 2022, at an exercise price of $9.02 per share subject to adjustment from time to time.