Filing Details
- Accession Number:
- 0001321646-17-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 16:52:56
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-10-02 16:52:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515321 | R. Holger Jung | C/O Kraton Corporation 15710 John F. Kennedy Blvd. Suite 300 Houston TX 77032 | Svp & Polymer Seg. President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-29 | 6,234 | $27.98 | 48,819 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-29 | 6,234 | $39.50 | 42,585 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-09-29 | 6,519 | $23.84 | 49,104 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-29 | 6,519 | $38.00 | 42,585 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-02 | 8,449 | $28.42 | 51,034 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-02 | 8,449 | $41.00 | 42,585 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-09-29 | 6,234 | $0.00 | 6,234 | $27.98 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-09-29 | 6,519 | $0.00 | 6,519 | $23.84 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-02 | 8,449 | $0.00 | 8,449 | $28.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2024-03-03 | No | 4 | M | Direct | |
| 3,000 | 2023-03-04 | No | 4 | M | Direct | |
| 10,000 | 2025-03-05 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 8, 2017
- The options vested with respect to one-third of the underlying common stock on each of the first three anniversaries of the grant date, subject to the executive's being employed by the company on such vesting dates.
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