Filing Details
- Accession Number:
- 0001498301-17-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-02 14:41:28
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-10-02 14:41:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421093 | E John Pershing | Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430 | Evp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2017-09-29 | 2,551 | $0.00 | 50,352 | No | 4 | M | Direct | |
Common | Disposition | 2017-10-02 | 912 | $2.38 | 49,440 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Restricted Stock Units | Disposition | 2017-09-29 | 2,551 | $0.00 | 2,551 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,553 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- Shares sold to pay taxes due upon vesting of restricted stock.
- Granted under the Company's 2010 Stock Incentive Plan.
- On September 29, 2015, the reporting person was granted 7,656 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date.