Filing Details

Accession Number:
0001498301-17-000101
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-02 14:41:28
Reporting Period:
2017-09-29
Accepted Time:
2017-10-02 14:41:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421093 E John Pershing Ascena Retail Group, Inc.
933 Macarthur Boulevard
Mahwah NJ 07430
Evp, Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2017-09-29 2,551 $0.00 50,352 No 4 M Direct
Common Disposition 2017-10-02 912 $2.38 49,440 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2017-09-29 2,551 $0.00 2,551 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,553 No 4 M Direct
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. Shares sold to pay taxes due upon vesting of restricted stock.
  3. Granted under the Company's 2010 Stock Incentive Plan.
  4. On September 29, 2015, the reporting person was granted 7,656 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date.