Filing Details
- Accession Number:
- 0001227285-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-29 19:31:39
- Reporting Period:
- 2017-09-28
- Accepted Time:
- 2017-09-29 19:31:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811596 | Kaiser Aluminum Corp | KALU | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 943030279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227285 | A Jack Hockema | C/O Kaiser Aluminum Corp. 27422 Portola Parkway Suite 200 Foothill Ranch CA 92610 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-09-28 | 5,982 | $102.66 | 73,931 | No | 4 | S | Indirect | By Hockema Family Trust |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-09-29 | 3,018 | $102.70 | 70,913 | No | 4 | S | Indirect | By Hockema Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Hockema Family Trust |
| No | 4 | S | Indirect | By Hockema Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 32,385 | Direct |
Footnotes
- Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
- Represents the sale of 5,982 shares in multiple transactions, ranging from $101.7200 to $103.2500 per share, resulting in a weighted average sale price of $102.6628 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 3,018 shares in multiple transactions, ranging from $102.0700 to $103.7700 per share, resulting in a weighted average sale price of $102.6957 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- Includes 21,339 shares acquired pursuant to grants of restricted stock units.
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