Filing Details
- Accession Number:
- 0001140361-17-036994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-29 17:31:26
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-09-29 17:31:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508751 | Robert Michael Moynihan | 9530 Main Street Clarence NY 14031 | Vice President Of R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-09-29 | 50,000 | $2.67 | 867,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.69 | 2012-05-18 | 2022-05-18 | 100,000 | 100,000 | Direct |
| Common Stock | Stock Option | $0.80 | 2013-02-25 | 2023-02-25 | 75,000 | 75,000 | Direct |
| Common Stock | Stock Option | $0.96 | 2016-02-16 | 2025-02-16 | 194,529 | 194,529 | Direct |
| Common Stock | Stock Option | $0.82 | 2016-04-29 | 2026-04-29 | 90,000 | 90,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $1.39 | 2027-05-24 | 62,000 | 62,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-18 | 100,000 | 100,000 | Direct |
| 2023-02-25 | 75,000 | 75,000 | Direct |
| 2025-02-16 | 194,529 | 194,529 | Direct |
| 2026-04-29 | 90,000 | 90,000 | Direct |
| 2027-05-24 | 62,000 | 62,000 | Direct |
Footnotes
- Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
Billionaire Hedge Funds
