Filing Details

Accession Number:
0001179110-17-012762
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-29 16:02:59
Reporting Period:
2017-09-28
Accepted Time:
2017-09-29 16:02:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826326 Arc Group Worldwide Inc. ARCW Miscellaneous Fabricated Metal Products (3490) 870454148
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449361 Taney Jason Young C/O Arc Group Worldwide, Inc.
810 Flightline Blvd
Deland FL 32724
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-28 62,700 $1.51 490,006 No 4 M Direct
Common Stock Disposition 2017-09-28 40,289 $2.35 449,717 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-09-28 62,700 $0.00 62,700 $1.51
Common Stock Stock Option (Right to buy) Disposition 2017-09-28 59,175 $0.00 59,175 $2.50
Common Stock Stock Option (Right to Buy) Acquisiton 2017-09-28 59,175 $0.00 59,175 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-09-28 No 4 M Direct
0 2016-08-26 2017-09-28 No 4 J Direct
59,175 2017-09-28 2022-06-30 No 4 J Direct
Footnotes
  1. Options granted on January 15, 2016. An aggregate of 62,700 options vested in 20% increments on each of January 15, 2016 and January 15, 2017.
  2. Effective September 28, 2017, options exercisable for an aggregate of 59,175 shares of common stock, at an exercise price of $2.50 per share, expiring September 28, 2017 (the "Prior Options"), were exchanged for options exercisable for an aggregate of 59,175 shares of common stock, at an exercise price of $2.50 per share, expiring June 30, 2022 (the "Exchange Options"). The Exchange Options were issued in respect of all Prior Options that had fully vested on or prior to June 30, 2017. The Exchange Options were issued in accordance with the terms and conditions of that certain separation agreement entered into between the reporting person and the issuer, effective June 30, 2017.