Filing Details
- Accession Number:
- 0001209191-17-054392
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-09-29 14:37:23
- Reporting Period:
- 2017-05-23
- Accepted Time:
- 2017-09-29 14:37:23
- Original Submission Date:
- 2017-05-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 949119 | Iii I Lloyd Miller | 3300 South Dixie Highway Suite 1-365 West Palm Beach FL 33405 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-23 | 14,920 | $0.85 | 2,817,736 | No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust A-4 - Lloyd I. Miller |
Footnotes
- Due to a clerical error, in the Form 4 filed on May 24, 2017 the reporting person reported a purchase of 14,720 shares instead of 14,920 shares. The difference of 200 shares was inadvertently omitted in the subsequent Form 4 filings through and including the Form 4 filed on September 8, 2017.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Billionaire Hedge Funds
