Filing Details
- Accession Number:
- 0001213900-17-010091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-28 16:17:00
- Reporting Period:
- 2017-09-27
- Accepted Time:
- 2017-09-28 16:17:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1705771 | Draper Oakwood Technology Acquisition Inc. | DOTAU | Blank Checks (6770) | 821391674 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1705778 | Draper Oakwood Investments Llc | 55 E. 3Rd Avenue San Mateo CA 94401 | No | No | Yes | No | |
1716498 | Aamer Sarfraz | 55 E 3Rd Ave San Mateo CA 94401 | Ceo And Cfo | Yes | Yes | Yes | No |
1716689 | William Roderick Perry | 55 E. 3Rd Avenue San Mateo CA 94401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-09-27 | 18,000 | $10.00 | 218,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- These shares are underlying units (each unit consisting of one share of Class A common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of Class A Common Stock upon the consummation of an initial business combination and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by Draper Oakwood Investments LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer.
- Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering. Does not include 1,437,500 shares of Class F common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
- Each of the issuer's officers and directors is a member of the Sponsor. Roderick Perry, the issuer's Executive Chairman of the Board, and Aamer Sarfraz, the issuer's Chief Executive Officer, Chief Financial Officer and Director, are the managing members of the Sponsor and jointly have the voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Perry and Sarfraz may be deemed to have or share beneficial ownership of such shares.
- Messrs. Perry and Sarfraz disclaim beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.