Filing Details

Accession Number:
0001213900-17-010091
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-28 16:17:00
Reporting Period:
2017-09-27
Accepted Time:
2017-09-28 16:17:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1705771 Draper Oakwood Technology Acquisition Inc. DOTAU Blank Checks (6770) 821391674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705778 Draper Oakwood Investments Llc 55 E. 3Rd Avenue
San Mateo CA 94401
No No Yes No
1716498 Aamer Sarfraz 55 E 3Rd Ave
San Mateo CA 94401
Ceo And Cfo Yes Yes Yes No
1716689 William Roderick Perry 55 E. 3Rd Avenue
San Mateo CA 94401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-09-27 18,000 $10.00 218,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These shares are underlying units (each unit consisting of one share of Class A common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of Class A Common Stock upon the consummation of an initial business combination and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by Draper Oakwood Investments LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer.
  2. Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering. Does not include 1,437,500 shares of Class F common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
  3. Each of the issuer's officers and directors is a member of the Sponsor. Roderick Perry, the issuer's Executive Chairman of the Board, and Aamer Sarfraz, the issuer's Chief Executive Officer, Chief Financial Officer and Director, are the managing members of the Sponsor and jointly have the voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Perry and Sarfraz may be deemed to have or share beneficial ownership of such shares.
  4. Messrs. Perry and Sarfraz disclaim beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.