Filing Details
- Accession Number:
- 0001213900-17-010071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-28 13:14:24
- Reporting Period:
- 2017-09-26
- Accepted Time:
- 2017-09-28 13:14:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1698530 | Max-1 Acquisition Corp | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455971 | N. Mark Tompkins | App. 1, Via Guidino 23 Lugano-Paradiso V8 6900 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-26 | 166,667 | $3.00 | 1,825,667 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 108,160 | Indirect | By Montrose Capital Partners Limited |
Footnotes
- The reporting person is a principal of Montrose Capital Partners Limited ("Montrose Capital") and has sole voting and investment control over the securities of the issuer owned by Montrose Capital.