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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1494448	Emergent Capital Inc.	EMGC	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1370182	E Joseph Sarachek	C/O Kelley Drye &Amp; Warren Llp 101 Park Avenue New York NY 10178	Yes	No	Yes	No
1712312	Jsarco, Llc	C/O Kelley Drye &Amp; Warren Llp 101 Park Avenue New York NY 10178	Yes	No	Yes	No
1713429	Topco 1, Llc	C/O Kelley Drye &Amp; Warren Llp 101 Park Avenue New York NY 10178	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-09-26	37,358	$0.45	7,357,396	No	4	P	Indirect	By JSARCo, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By JSARCo, LLC

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Warrants (right to buy)	$0.20		2023-07-28	13,575,000	13,575,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-07-28	13,575,000	13,575,000	Indirect

Footnotes

Mr. Sarachek is the principal and manager of TopCo 1, LLC, which is the manager of JSARCo, LLC.
Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding.