Filing Details
- Accession Number:
- 0001179110-17-012721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-26 17:47:07
- Reporting Period:
- 2017-09-22
- Accepted Time:
- 2017-09-26 17:47:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1800 | Abbott Laboratories | ABT | Pharmaceutical Preparations (2834) | 360698440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587070 | Jaime Contreras | 100 Abbott Park Road Abbott Park IL 60064 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Without Par Value | Acquisiton | 2017-09-22 | 13,400 | $26.19 | 58,739 | No | 4 | M | Direct | |
Common Shares Without Par Value | Acquisiton | 2017-09-22 | 17,300 | $22.39 | 76,039 | No | 4 | M | Direct | |
Common Shares Without Par Value | Acquisiton | 2017-09-22 | 22,000 | $27.03 | 98,039 | No | 4 | M | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 34,400 | $51.95 | 63,639 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 4,152 | $51.96 | 59,487 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 1,701 | $51.97 | 57,786 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 1,913 | $51.98 | 55,873 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 909 | $51.99 | 54,964 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 1,109 | $52.00 | 53,855 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 3,816 | $52.01 | 50,039 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 1,600 | $52.02 | 48,439 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 200 | $52.03 | 48,239 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 500 | $52.03 | 47,739 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 1,200 | $52.04 | 46,539 | No | 4 | S | Direct | |
Common Shares Without Par Value | Disposition | 2017-09-22 | 1,200 | $52.04 | 45,339 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Option (right to buy) | Disposition | 2017-09-22 | 13,400 | $0.00 | 13,400 | $26.19 |
Common Shares | Option (right to buy) | Disposition | 2017-09-22 | 17,300 | $0.00 | 17,300 | $22.39 |
Common Shares | Option (right to buy) | Disposition | 2017-09-22 | 22,000 | $0.00 | 22,000 | $27.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-19 | 2020-02-18 | No | 4 | M | Direct |
0 | 2014-02-18 | 2021-02-17 | No | 4 | M | Direct |
0 | 2015-02-17 | 2022-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Without Par Value | 21 | Indirect | Profit Sharing Trust |
Common Shares Without Par Value | 64,297 | Indirect | Jaime Contreras Marvan 2006 Living Trust |
Common Shares Without Par Value | 2,410 | Indirect | By Spouse |
Common Shares Without Par Value | 12,081 | Indirect | Living Trust (by spouse) |
Footnotes
- Balance in the Abbott Laboratories Stock Retirement Trust as of September 22, 2017.
- Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
- The reporting person disclaims beneficial ownership of all securities held by his spouse.
- Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.