Filing Details
- Accession Number:
- 0000899243-17-022596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-26 17:10:07
- Reporting Period:
- 2017-09-23
- Accepted Time:
- 2017-09-26 17:10:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1589526 | Blue Bird Corp | BLBD | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356974 | Coliseum Capital Partners, L.p. | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No | |
1409585 | Coliseum Capital, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No | |
1409751 | Coliseum Capital Management, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No | |
1430708 | S Christopher Shackelton | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No | |
1454123 | Adam Gray | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No | |
1567187 | Coliseum Capital Partners Ii, L.p. | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No | |
1635060 | Coliseum School Bus Holdings, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-09-23 | 742,566 | $18.65 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Cumulative Preferred Stock | Disposition | 2017-09-23 | 100,000 | $164.35 | 862,811 | $11.59 |
Common Stock | Warrants | Disposition | 2017-09-23 | 512,000 | $3.58 | 256,000 | $5.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Indirect | ||
0 | 2016-02-26 | 2020-02-24 | No | 4 | S | Indirect |
Footnotes
- These securities were held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, (c) Coliseum School Bus Holdings, LLC ("CSB") and (d) a separate account investment advisory client of CCM (the "Separate Account").
- Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of CCM and CC. CSB is a company through which CCP, CCP2 and Separate Account previously invested in the Issuer's 7.625% Series A Convertible Cumulative Preferred Stock (the "Series A Convertible Cumulative Preferred Stock"). CCM is the manager of CSB.
- The Series A Convertible Cumulative Preferred Stock is convertible into common stock at any time and has no expiration state.
- CCP, CCP II, CSB, and the Separate Account (each a "Seller", and collectively, the "Sellers") entered into a Securities Purchase Agreement (the "Purchase Agreement") on September 23, 2017, pursuant to which the Sellers agreed to sell and the Issuer agreed to purchase all of (i) the shares of common stock, par value $0.0001 (the "Common Stock") of the Issuer, (ii) the shares of the Issuer's Series A Convertible Cumulative Preferred Stock, par value $0.0001 per share, and (iii) the warrants to acquire Common Stock, in each case, owned by the Sellers.
- Following the transactions reported herein, CCP, CCP2, the Separate Account and CSB each directly owned zero (0) shares of the Common Stock, respectively.
- Following the transactions reported herein, CSB directly owned zero (0) shares of the Series A Convertible Cumulative Preferred Stock.
- Following the transactions reported herein, CCP, CCP2 and the Separate Account each directly owned zero (0) warrants, respectively.