Filing Details
- Accession Number:
- 0001209191-17-053893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-25 21:06:30
- Reporting Period:
- 2017-09-21
- Accepted Time:
- 2017-09-25 21:06:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368308 | Highpower International Inc. | HPJ | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 204062622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417876 | Liang Wen Li | Bldg. A1, Luoshan Ind. Zone, Shanxia Pinghu, Longgang, Shenzhen Guangdong F4 518111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-09-21 | 1,800 | $5.25 | 1,887,469 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-09-22 | 20,000 | $0.00 | 1,907,469 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2017-09-22 | 32,500 | $0.00 | 32,500 | $4.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,500 | 2018-09-22 | 2027-09-21 | No | 4 | A | Direct |
Footnotes
- The sales reported herein were made pursuant to a 10b5-1 trading plan entered into by the Reporting Person and Morgan Stanley, as broker.
- Award of shares of restricted common stock (the "Shares") pursuant to the provisions of Issuer's 2008 Omnibus Incentive Plan (the "Plan"). Such award is part of Reporting Person's compensation as a director of Issuer.
- The Shares vest over a three year period on the anniversary date of the grant at 30%, 30% and 40%, respectively. On the first anniversary of the grant, 30% of the Shares vest, and thereafter on each subsequent anniversary date of the grant, the Shares vest in equal installments on a 1/12th basis each month per year for the applicable percentage.
- Award of employee stock options (right to buy) ("Options") pursuant to the provisions of the Plan.
- The Options vest over a three year period on the anniversary date of the grant at 30%, 30% and 40%, respectively. On the first anniversary of the grant, 30% of the Options vest, and thereafter on each subsequent anniversary date of the grant, the Options vest in equal installments on a 1/12th basis each month per year for the applicable percentage.