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Home > Insider Trading > Filing (0001144204-17-049524)

Filing Details

Accession Number:: 0001144204-17-049524
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2017-09-25 17:53:12
Reporting Period:: 2017-08-10

Accepted Time:: 2017-09-25 17:53:12
Original Submission Date:: 2017-08-14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1514106	W. Larry Carroll	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-10	2,150	$9.24	82,150	No	4	P	Direct
Common Stock	Acquisiton	2017-08-11	17,850	$9.14	100,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

This Form 4 amendment is being filed to correct a typographical error in the number of shares of Capitala Finance Corp.'s common stock previously reported as being beneficially owned by Mr. Carroll following his August 11, 2017 purchase of 17,850 shares.