Filing Details

Accession Number:
0000899243-17-022447
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-22 17:31:01
Reporting Period:
2017-09-14
Accepted Time:
2017-09-22 17:31:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1103021 Biodelivery Sciences International Inc BDSI Pharmaceutical Preparations (2834) 352089858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301715 A Mark Sirgo C/O Biodelivery Sciences Intl, Inc.,
4131 Parklake Avenue, Suite 225
Raleigh NC 27612
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-14 50,000 $2.95 1,509,262 No 4 S Direct
Common Stock Acquisiton 2017-09-15 45,421 $1.78 1,554,683 No 4 M Direct
Common Stock Acquisiton 2017-09-15 33,026 $1.96 1,587,709 No 4 M Direct
Common Stock Disposition 2017-09-15 54,833 $2.90 1,532,876 No 4 S Direct
Common Stock Disposition 2017-09-18 6,000 $2.85 1,526,876 No 4 S Direct
Common Stock Acquisiton 2017-09-19 13,661 $2.01 1,540,537 No 4 M Direct
Common Stock Disposition 2017-09-19 24,516 $2.75 1,516,022 No 4 S Direct
Common Stock Acquisiton 2017-09-20 25,000 $2.26 1,541,022 No 4 M Direct
Common Stock Acquisiton 2017-09-20 34,265 $2.43 1,575,286 No 4 M Direct
Common Stock Disposition 2017-09-20 65,405 $2.75 1,509,881 No 4 S Direct
Common Stock Disposition 2017-09-21 619 $2.75 1,509,262 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2017-09-15 45,421 $0.00 45,421 $1.78
Common Stock Options Disposition 2017-09-15 33,026 $0.00 33,026 $1.96
Common Stock Options Disposition 2017-09-19 13,661 $0.00 6,902 $2.01
Common Stock Options Disposition 2017-09-20 25,000 $0.00 25,000 $2.26
Common Stock Options Disposition 2017-09-20 34,265 $0.00 34,265 $2.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-09 2022-02-09 No 4 M Direct
0 2013-02-15 2022-02-15 No 4 M Direct
0 2009-07-24 2018-07-24 No 4 M Direct
0 2011-07-21 2020-07-21 No 4 M Direct
0 2011-07-21 2020-07-21 No 4 M Direct
Footnotes
  1. On September 14, 2017, the Reporting Person sold an aggregate of 50,000 shares of the Issuer's Common Stock at a weighted average price of $2.95 per share. The highest sale price for the Common Stock was $2.98 per share and the lowest sale price was $2.90 per share. The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The options exercised were acquired from September 15, 2017 to September 19, 2017.
  3. The options exercised were acquired from September 19, 2017 to September 20, 2017.
  4. The options exercised were acquired from September 20, 2017 to September 21, 2017.
  5. On September 20, 2017, the Reporting Person sold an aggregate of 65,405 shares of the Issuer's Common Stock at a weighted average price of $2.75 per share. The highest sale price for the Common Stock was $2.78 per share and the lowest sale price was $2.75 per share. The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.