Filing Details
- Accession Number:
- 0001140361-17-036222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-22 16:07:05
- Reporting Period:
- 2017-09-20
- Accepted Time:
- 2017-09-22 16:07:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165100 | A Brian Hennessy | 7250 Redwood Blvd., Suite 200 Novato CA 94945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-20 | 3,500 | $15.44 | 294,321 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-09-21 | 1,500 | $15.43 | 295,821 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,655 | Indirect | By Spouse's IRA |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually ranged from $15.32 to $15.4999.
- The price in Column 4 is a weighted average price. The prices actually ranged from $15.30 to $15.4993.
Billionaire Hedge Funds
