Filing Details
- Accession Number:
- 0001047253-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-21 17:02:42
- Reporting Period:
- 2017-09-21
- Accepted Time:
- 2017-09-21 17:02:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1647509 | Forest City Realty Trust Inc. | FCEA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1047253 | L Deborah Harmon | 5425 Wisconsin Avenue, Suite 802 Chevy Chase MD 20815 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-09-21 | 616 | $18.73 | 1,016 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-09-21 | 12,510 | $20.94 | 13,526 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-09-21 | 13,126 | $25.09 | 400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | 2014 Stock Option Grant (right to buy) | Disposition | 2017-09-21 | 616 | $0.00 | 616 | $18.73 |
Class A Common | 2016 Stock Option Grant (right to buy) | Disposition | 2017-09-21 | 12,510 | $0.00 | 12,510 | $20.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,127 | 2015-03-28 | 2024-03-28 | No | 4 | M | Direct |
0 | 2017-03-23 | 2026-03-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 23,572 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | 2008 Stock Option Grant (right to buy) | $37.68 | 2009-04-07 | 2018-04-07 | 5,319 | 5,319 | Direct |
Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2012-04-13 | 2021-04-13 | 4,463 | 4,463 | Direct |
Class A Common | 2012 Stock Option Grant (right to buy) | $14.74 | 2013-04-11 | 2022-04-11 | 7,216 | 7,216 | Direct |
Class A Common | 2017 Stock Option Grant (right to buy) | $21.83 | 2018-03-24 | 2027-03-24 | 26,112 | 26,112 | Direct |
Class A Common | Phantom Stock Dividend Equivalent Rights | $0.00 | 1988-08-08 | 1988-08-08 | 30 | 5,376 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-07 | 5,319 | 5,319 | Direct |
2021-04-13 | 4,463 | 4,463 | Direct |
2022-04-11 | 7,216 | 7,216 | Direct |
2027-03-24 | 26,112 | 26,112 | Direct |
1988-08-08 | 30 | 5,376 | Direct |
Footnotes
- Shares are held in street account. 9/21/2017: The price $25.0927 represents a weighted average of sales prices ranging from $25.06 per share to $25.13 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- Shares are held in Direct Registration Account.
- 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
- 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
- 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
- 2014 Stock Option Grant - 100% exercisable 3/28/2015.
- 2016 Stock Option Grant - 100% exercisable 3/23/2017.
- 2017 Stock Option Grant - 100% exercisable 3/24/2018.
- Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Ms Harmon is currently contributing $8,125 on a quarterly basis from director fees paid after each quarterly meeting. Additional shares due to reinvestment of dividend.
- Exercisable at retirement, termination, death or disability.
- No present expiration date.