Filing Details

Accession Number:
0001637655-17-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-20 17:16:14
Reporting Period:
2017-09-18
Accepted Time:
2017-09-20 17:16:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637655 Horizon Global Corp HZN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446066 Mark A Zeffiro 2600 West Big Beaver Road
Suite 555
Troy MI 48084
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-18 17,130 $16.45 42,750 No 4 S Indirect See Footnote
Common Stock Disposition 2017-09-19 9,870 $16.26 32,880 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 238,284 Direct
Footnotes
  1. Shares sold pursuant to a predefined Rule 10b5-1 plan, for tax and planning purposes.
  2. Represents the weighted average sale price rounded to the nearest hundredths. The shares were sold in multiple transactions at prices ranging from $16.00 to $17.06 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.
  4. Represents the weighted average sale price rounded to the nearest hundredths. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.42 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.