Filing Details
- Accession Number:
- 0001179706-17-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-20 16:37:30
- Reporting Period:
- 2017-09-18
- Accepted Time:
- 2017-09-20 16:37:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1079816 | C Margaret Whitman | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-18 | 249,023 | $4.97 | 1,016,622 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-09-18 | 249,023 | $13.67 | 767,599 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-09-18 | 249,023 | $0.00 | 249,023 | $4.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
747,054 | 2014-12-06 | 2021-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 66 | Indirect | By Living Trust |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. The number reported in Table II-Column 9 reflects an adjustment in the post-conversion balances previously reported on 09/14/17 (i.e., from 09/13/17 adjusted to 1,120,610, and from 09/14/17 adjusted to 996,077).