Filing Details
- Accession Number:
- 0000950103-17-009053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-20 16:02:05
- Reporting Period:
- 2017-09-18
- Accepted Time:
- 2017-09-20 16:02:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1479750 | Capital Bank Financial Corp. | CBF | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419862 | Crestview Partners Ii (Ff) Lp | C/O Crestview Partners 667 Madison Avenue, 10Th Fl New York NY 10065 | Yes | No | No | No | |
1419863 | Crestview Partners Ii (Te) Lp | C/O Crestview Partners 667 Madison Avenue, 10 Fl New York NY 10065 | Yes | No | No | No | |
1419864 | Crestview Partners Ii Lp | C/O Crestview Partners 667 Madison Avenue, 10Th Fl New York NY 10065 | Yes | No | No | No | |
1419873 | Crestview Offshore Holdings Ii (Ff Cayman) Lp | C/O Crestview Partners 667 Madison Avenue, 10Th Fl New York NY 10065 | Yes | No | No | No | |
1419875 | Crestview Offshore Holdings Ii (Cayman) Lp | C/O Crestview Partners 667 Madison Avenue, 10Th Fl New York NY 10065 | Yes | No | No | No | |
1480255 | Crestview Offshore Holdings Ii (892 Cayman), L.p. | C/O Crestview Partners 667 Madison Avenue, 10Th Fl New York NY 10065 | Yes | No | No | No | |
1505639 | Crestview Partners Ii Gp, L.p. | C/O Crestview Partners 667 Madison Avenue, 10Th Floor New York NY 10065 | Yes | No | No | No | |
1558289 | Crestview-Nafh, Llc | C/O Crestview Partners 667 Madison Avenue, 10Th Floor New York NY 10065 | Yes | No | No | No | |
1559054 | Crestview Advisors, L.l.c. | C/O Crestview Partners 667 Madison Avenue, 10Th Fl New York NY 10065 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-09-18 | 10,270 | $38.00 | 2,573,490 | No | 4 | S | Indirect | See footnotes |
Class B Non-Voting Common Stock | Disposition | 2017-09-18 | 2,489,730 | $38.00 | 7,072,958 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2017-09-19 | 2,230 | $38.10 | 2,571,260 | No | 4 | S | Indirect | See footnotes |
Class B Non-Voting Common Stock | Disposition | 2017-09-19 | 540,632 | $38.10 | 6,532,326 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Acquisiton | 2017-09-19 | 25,000 | $20.00 | 2,596,260 | No | 4 | M | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | M | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Disposition | 2017-09-19 | 25,000 | $0.00 | 25,000 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-12-22 | No | 4 | M | Indirect |
Footnotes
- Reflects the sale by Crestview Advisors, L.L.C., of 10,270 shares of Class A Common Stock of the Issuer ("Class A Shares") on September 18, 2017 and 2,230 Class A Shares on September 19, 2017.
- Reflects the sale by Crestview-NAFH, LLC, of 2,489,730 shares of Class B Non-Voting Common Stock of the Issuer ("Class B Shares" and, together with Class A Shares, "Common Stock") on September 18, 2017 and 540,632 Class B Shares on September 19, 2017, in each case that were directly held Crestview-NAFH, LLC.
- Reflects the exercise of stock options to purchase 25,000 Class A Shares granted by the Issuer to Crestview Advisors, L.L.C. on March 16, 2011 in respect of service on the Issuer's Board of Directors by Richard M. DeMartini, a Managing Director of Crestview Advisors, L.L.C. The stock options previously vested in two equal installments on each of December 22, 2011 and December 22, 2012.
- Crestview-NAFH, LLC directly beneficially owns 2,558,760 Class A Shares and 6,532,326 Class B Shares. Each of Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 9,091,086 shares of Common Stock directly owned by Crestview-NAFH, LLC. Crestview Advisors, L.L.C. directly beneficially owns 37,500 Class A Shares received in respect of service on the Issuer's board of directors by Mr. DeMartini.
- Crestview Partners II GP, L.P. is the general partner of each of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. (collectively, the "Crestview Funds"). Each of the Crestview Funds is a member of Crestview-NAFH, LLC. Crestview Advisors, L.L.C. provides investment advisory and management services to the Crestview Funds.
- Each reporting person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.