Filing Details
- Accession Number:
- 0001185185-17-002031
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-09-20 11:38:27
- Reporting Period:
- 2016-11-18
- Accepted Time:
- 2017-09-20 11:38:27
- Original Submission Date:
- 2017-01-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177845 | Xplore Technologies Corp | XPLR | Computer & Office Equipment (3570) | 260563295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348894 | Andrea Goren | 845 W End Ave, #14A New York NY 10025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-18 | 2,000 | $2.40 | 1,146,485 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-11-18 | 3,000 | $2.40 | 1,149,485 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Andax LLC purchased a total of 5,000 shares on November 18, 2016. At September 19, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775), SG Phoenix LLC ("SG") (24,524), Mr. Goren (1,659) and Andax LLC ("Andax") (31,527). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. This amendment was made to correct the amount of securities beneficially owned following the reported transactions to exclude derivative securities.