Filing Details
- Accession Number:
- 0001703644-17-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-19 17:11:24
- Reporting Period:
- 2017-09-15
- Accepted Time:
- 2017-09-19 17:11:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703644 | Granite Point Mortgage Trust Inc. | GPMT | Real Estate Investment Trusts (6798) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1406982 | Capitol Acquisition Corp | 601 Carlson Parkway Suite 1400 Minnetonka MN 55305 | No | No | Yes | No | |
1465740 | Two Harbors Investment Corp. | 590 Madison Avenue 36Th Floor New York NY 10022 | No | No | Yes | No | |
1563628 | Two Harbors Operating Co Llc | 590 Madison Avenue 36Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-09-15 | 25,000 | $19.05 | 33,219,606 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-09-18 | 23,439 | $19.00 | 33,243,045 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-09-19 | 25,000 | $18.71 | 33,268,045 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.
- Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $19.03 to $19.06. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
- The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 197,045 shares were held by Capitol.
- Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.95 to $19.01. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
- Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.60 to $19.00. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.