Filing Details
- Accession Number:
- 0001214659-17-005669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-19 12:16:58
- Reporting Period:
- 2017-09-18
- Accepted Time:
- 2017-09-19 12:16:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1171328 | M Susan Knutson | 141 Union Blvd., #400 Lakewood CO 80228 | Controller | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-09-18 | 2,910 | $2.60 | 17,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-09-18 | 4,764 | $2.60 | 12,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Incentive Stock Option | $4.41 | 2011-11-14 | 2018-11-14 | 2,034 | 2 | Direct |
Common | Incentive Stock Option | $3.45 | 2012-11-06 | 2019-11-06 | 1,267 | 3,301 | Direct |
Common | Incentive Stock Option | $1.56 | 2013-12-13 | 2020-12-13 | 5,323 | 8,624 | Direct |
Common | Incentive Stock Option | $2.31 | 2016-01-02 | 2023-01-02 | 18,132 | 26,756 | Direct |
Common | Incentive Stock Option | $2.48 | 2016-11-21 | 2024-11-21 | 10,000 | 36,756 | Direct |
Common | Incentive Stock Option | $7.79 | 2025-03-13 | 5,520 | 42,276 | Direct | |
Common | Incentive Stock Option | $5.29 | 2025-11-23 | 4,159 | 46,435 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2018-11-23 | 3,493 | 49,928 | Direct | |
Common | Incentive Stock Option | $3.15 | 2026-11-16 | 7,700 | 57,628 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2019-11-16 | 6,191 | 63,819 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-14 | 2,034 | 2 | Direct |
2019-11-06 | 1,267 | 3,301 | Direct |
2020-12-13 | 5,323 | 8,624 | Direct |
2023-01-02 | 18,132 | 26,756 | Direct |
2024-11-21 | 10,000 | 36,756 | Direct |
2025-03-13 | 5,520 | 42,276 | Direct |
2025-11-23 | 4,159 | 46,435 | Direct |
2018-11-23 | 3,493 | 49,928 | Direct |
2026-11-16 | 7,700 | 57,628 | Direct |
2019-11-16 | 6,191 | 63,819 | Direct |
Footnotes
- The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
- The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
- The reporting person was granted 6,191 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.