Filing Details
- Accession Number:
- 0001398344-17-012100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-19 12:05:37
- Reporting Period:
- 2017-09-15
- Accepted Time:
- 2017-09-19 12:05:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
888137 | Jpmorgan China Region Fund Inc. | JFC | (0) | 223178023 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1364773 | Partnership General Investors Bulldog | Park 80 West, 250 Pehle Avenue Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1581172 | Opportunity Income Plus Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-15 | 1,070 | $4.86 | 62,419 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-09-15 | 21,447 | $4.86 | 782,948 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons").
- Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares are held by Opportunity Income Plus Fund, LP.
- Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.