Filing Details
- Accession Number:
- 0001017386-17-000204
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-09-19 11:10:29
- Reporting Period:
- 2017-06-30
- Accepted Time:
- 2017-09-19 11:10:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1374567 | Luvu Brands Inc. | LUVU | Household Furniture (2510) | 593581576 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468695 | P Ronald Scott | 2745 Bankers Industrial Drive Atlanta GA 30360 | Cfo & Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-29 | 30,000 | $0.02 | 0 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2016-08-29 | 10,000 | $0.17 | 210,516 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2016-12-03 | 200,000 | $0.16 | 200,000 | $16.00 |
| Common Stock | Common Stock Option | Acquisiton | 2017-02-13 | 200,000 | $0.03 | 200,000 | $0.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-03 | 2016-12-03 | No | 5 | H | Direct |
| 1,100,000 | 2018-02-13 | 2022-02-13 | No | 5 | A | Direct |
Footnotes
- Common stock option expired.
- Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 2/13/2018.
Billionaire Hedge Funds
