Filing Details

Accession Number:
0001209191-17-053232
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-18 21:06:03
Reporting Period:
2017-09-14
Accepted Time:
2017-09-18 21:06:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1625101 Pulse Biosciences Inc. PLSE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055919 W Robert Duggan 611 S. Fort Harrison Ave., Suite 306
Clearwater FL 33756
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-14 50,300 $11.66 3,437,994 No 4 P Direct
Common Stock Acquisiton 2017-09-14 30,050 $12.77 3,468,044 No 4 P Direct
Common Stock Acquisiton 2017-09-14 53,820 $13.90 3,521,864 No 4 P Direct
Common Stock Acquisiton 2017-09-14 47,450 $14.57 3,569,314 No 4 P Direct
Common Stock Acquisiton 2017-09-15 71,598 $14.38 3,640,912 No 4 P Direct
Common Stock Acquisiton 2017-09-15 125,000 $15.70 3,765,912 No 4 P Direct
Common Stock Acquisiton 2017-09-15 500 $16.22 3,766,412 No 4 P Direct
Common Stock Acquisiton 2017-09-18 23,703 $15.12 3,790,115 No 4 P Direct
Common Stock Acquisiton 2017-09-18 7,497 $15.50 3,797,612 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,000 Indirect See footnote
Footnotes
  1. This is the weighted average purchase price of the shares, which ranged from $11.1366 to $12.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  2. This is the weighted average purchase price of the shares, which ranged from $12.14 to $13.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  3. This is the weighted average purchase price of the shares, which ranged from $13.255 to $14.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  4. This is the weighted average purchase price of the shares, which ranged from $14.265 to $15.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  5. This is the weighted average purchase price of the shares, which ranged from $14.16 to $15.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  6. This is the weighted average purchase price of the shares, which ranged from $15.18 to $16.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  7. This is the weighted average purchase price of the shares, which ranged from $16.195 to $16.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  8. This is the weighted average purchase price of the shares, which ranged from $14.4015 to $15.3999 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  9. This is the weighted average purchase price of the shares, which ranged from $15.4463 to $15.569 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
  10. Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.