Filing Details
- Accession Number:
- 0001140361-17-035737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-18 14:28:10
- Reporting Period:
- 2017-09-14
- Accepted Time:
- 2017-09-18 14:28:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673345 | Jr. F. Thomas Helms | Turning Point Brands, Inc. 5201 Interchange Way Louisville KY 40229 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-09-14 | 100,000 | $17.09 | 640,062 | No | 4 | S | Indirect | By Helms Management Corp. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Helms Management Corp. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,500 | Direct |
Footnotes
- Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share.
- The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
Billionaire Hedge Funds
