Filing Details
- Accession Number:
- 0001140361-17-035693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-18 09:35:49
- Reporting Period:
- 2017-09-14
- Accepted Time:
- 2017-09-18 09:35:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701271 | E. Howard Japlon | 10000 Alliance Road Cincinnati OH 45242 | Exec.vp, Hr & Gc, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-09-14 | 10,000 | $5.90 | 18,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $9.48 | 2027-03-21 | 60,000 | 60,000 | Direct | |
| Common Shares | Option to Buy | $5.92 | 2027-08-17 | 38,000 | 38,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-03-21 | 60,000 | 60,000 | Direct |
| 2027-08-17 | 38,000 | 38,000 | Direct |
Footnotes
- These holdings have been previously reported on Form 4.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- The options vest ratably over a three year time period.
Billionaire Hedge Funds
