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Filing Details

Accession Number:: 0000899243-17-022183
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-18 06:09:15
Reporting Period:: 2017-09-07

Accepted Time:: 2017-09-18 06:09:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629134	Bruce Jeffrey Hecktman	C/O Hilco Trading, Llc 5 Revere Drive, Suite 206 Northbrook IL 60062		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-09-07	2,549	$3.05	2,549	No	4	P	Indirect	As Trustee
Common Stock	Acquisiton	2017-09-11	300	$2.95	666,967	No	4	P	Indirect	By Hilco Trading
Common Stock	Acquisiton	2017-09-12	100	$2.90	667,067	No	4	P	Indirect	By Hilco Trading
Common Stock	Acquisiton	2017-09-13	200	$2.95	667,267	No	4	P	Indirect	By Hilco Trading
Common Stock	Acquisiton	2017-09-13	200	$2.90	667,467	No	4	P	Indirect	By Hilco Trading
Common Stock	Acquisiton	2017-09-13	300	$2.85	667,767	No	4	P	Indirect	By Hilco Trading

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	As Trustee
No	4	P	Indirect	By Hilco Trading
No	4	P	Indirect	By Hilco Trading
No	4	P	Indirect	By Hilco Trading
No	4	P	Indirect	By Hilco Trading
No	4	P	Indirect	By Hilco Trading

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,000,000	Indirect	By H Company IP, LLC

Footnotes

Jeffrey Hecktman is the Trustee of the Jeffrey Hecktman Trust dated 3-28-84.
Jeffrey Hecktman is the majority owner of Hilco Trading, LLC ("Hilco Trading") and may direct the disposition of the shares beneficially owned by Hilco Trading. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by Hilco Trading except to the extent of his pecuniary interest therein.
The reported shares of Common Stock are held directly by The H Company IP, LLC ("H Company"). House of Halston, LLC ("Halston") is the parent company of H Company and may be deemed to share beneficial ownership of the reported shares by virtue of its ability to direct the business and investment decisions of H Company. The H Investment Company, LLC ("H Investment") is the controlling member of Halston and has the ability to direct the disposition of the reported shares; therefore, H Investment may be deemed to beneficially own the reported shares.
(Continued from Footnote 3) Hilco Brands, LLC ("Hilco Brands"), in its capacity as a member of the Board of Managers of H Investment, has the ability to direct the management of H Investment's business, including the power to direct the disposition of the reported shares; therefore, Hilco Brands may be deemed to share indirect beneficial ownership of the reported shares. Hilco Trading, as the parent company of Hilco Brands, may direct the disposition of the reported shares. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by H Company, except to the extent of his pecuniary interest therein.