Filing Details

Accession Number:
0000899243-17-022181
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-18 06:06:37
Reporting Period:
2017-09-11
Accepted Time:
2017-09-18 06:06:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629131 Hilco Trading, Llc C/O Hilco Trading, Llc
5 Revere Drive, Suite 206
Northbrook IL 60062
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-11 300 $2.95 666,967 No 4 P Indirect By Hilco Trading
Common Stock Acquisiton 2017-09-12 100 $2.90 667,067 No 4 P Indirect By Hilco Trading
Common Stock Acquisiton 2017-09-13 200 $2.95 667,267 No 4 P Indirect By Hilco Trading
Common Stock Acquisiton 2017-09-13 200 $2.90 667,467 No 4 P Indirect By Hilco Trading
Common Stock Acquisiton 2017-09-13 300 $2.85 667,767 No 4 P Indirect By Hilco Trading
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Hilco Trading
No 4 P Indirect By Hilco Trading
No 4 P Indirect By Hilco Trading
No 4 P Indirect By Hilco Trading
No 4 P Indirect By Hilco Trading
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,000 Indirect By H Company IP, LLC
Footnotes
  1. Jeffrey Hecktman is the majority owner of Hilco Trading, LLC ("Hilco Trading") and may direct the disposition of the shares beneficially owned by Hilco Trading. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by Hilco Trading except to the extent of his pecuniary interest therein.
  2. The reported shares of Common Stock are held directly by The H Company IP, LLC ("H Company"). House of Halston, LLC ("Halston") is the parent company of H Company and may be deemed to share beneficial ownership of the reported shares by virtue of its ability to direct the business and investment decisions of H Company. The H Investment Company, LLC ("H Investment") is the controlling member of Halston and has the ability to direct the disposition of the reported shares; therefore, H Investment may be deemed to beneficially own the reported shares.
  3. (Continued from Footnote 2) Hilco Brands, LLC ("Hilco Brands"), in its capacity as a member of the Board of Managers of H Investment, has the ability to direct the management of H Investment's business, including the power to direct the disposition of the reported shares; therefore, Hilco Brands may be deemed to share indirect beneficial ownership of the reported shares. Hilco Trading, as the parent company of Hilco Brands, may direct the disposition of the reported shares. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by H Company, except to the extent of his pecuniary interest therein.