Filing Details
- Accession Number:
- 0001179110-17-012331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-15 16:56:16
- Reporting Period:
- 2017-09-14
- Accepted Time:
- 2017-09-15 16:56:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275967 | W Thomas Handley | 1 Ecolab Place Saint Paul MN 55102 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-08-23 | 2,559 | $0.00 | 2,559 | No | 5 | G | Indirect | By 2015 GRAT |
Common Stock | Acquisiton | 2017-08-23 | 2,559 | $0.00 | 3,276 | No | 5 | G | Indirect | By child #1 trust |
Common Stock | Disposition | 2017-08-23 | 2,559 | $0.00 | 0 | No | 5 | G | Indirect | By 2015 GRAT |
Common Stock | Acquisiton | 2017-08-23 | 2,559 | $0.00 | 3,276 | No | 5 | G | Indirect | By child #2 trust |
Common Stock | Disposition | 2017-09-14 | 7,397 | $130.63 | 74,842 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By 2015 GRAT |
No | 5 | G | Indirect | By child #1 trust |
No | 5 | G | Indirect | By 2015 GRAT |
No | 5 | G | Indirect | By child #2 trust |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,101 | Indirect | By 2016 GRAT |
Common Stock | 560 | Indirect | By Ecolab Savings Plan |
Footnotes
- The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.
- The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 23, 2017, the 2016 GRAT distributed 35,455 shares of Ecolab Inc. common stock out of the 75,566.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.
- This transaction was executed in multiple trades at prices ranging from $130.60 to $130.671, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2017. Includes 1.586 UNITS acquired since the reporting person's last report. (The 559.669 UNITS are the equivalent of approximately 1,029 SHARES of the issuer's Common Stock.)