Filing Details
- Accession Number:
- 0001209191-17-053011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-15 16:55:24
- Reporting Period:
- 2017-09-15
- Accepted Time:
- 2017-09-15 16:55:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533314 | Robert Mckeracher | C/O 2233 Argentia Road Mississauga A6 L5N 2X7 | Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-09-15 | 50,000 | $5.05 | 111,084 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-09-15 | 36,533 | $8.41 | 74,551 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Options (Right to Buy) | Disposition | 2017-09-15 | 50,000 | $0.00 | 50,000 | $5.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-11-08 | 2017-11-08 | No | 4 | M | Direct |
Footnotes
- Includes 774 shares acquired under the STKL stock purchase plan in June 2017 and 835 shares acquired under the STKL stock purchase plan in September 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.325 to $8.50, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.