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Filing Details

Accession Number:: 0001217455-17-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-15 14:00:07
Reporting Period:: 2017-09-13

Accepted Time:: 2017-09-15 14:00:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647509	Forest City Realty Trust Inc.	FCEA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217455	G. Robert O'brien	50 Public Square, Suite 1100 Cleveland OH 44113	Exec Vp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-09-13	12,874	$25.60	58,707	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2017-09-14	10,400	$0.00	48,307	No	5	G	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	5	G	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	11,345	Direct
Class A Common Stock	16,301	Direct
Class A Common Stock	10,745	Direct
Class A Common Stock	12,537	Indirect	See footnote
Class A Common Stock	12,553	Indirect	See footnote
Class A Common Stock	12,553	Indirect	See footnote
Class A Common Stock	232,257	Direct
Class A Common Stock	13,353	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	28,059	28,059	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	7,011	7,011	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	26,893	26,893	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	38,547	38,547	Direct
Class A Common	2012 Stock Option Grant (right to buy)	$14.74	2014-04-11	2022-04-11	39,694	39,694	Direct
Class A Common	2013 Stock Option Grant (right to buy)	$17.60	2015-04-08	2023-04-08	33,422	33,422	Direct
Class A Common	2014 Stock Option Grant (right to buy)	$18.73	2016-03-28	2024-03-28	31,620	31,620	Direct
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	19,576	19,576	Direct
Class A Common	2015 Performance Shares	$0.00	2017-12-31	1988-08-08	15,339	15,339	Direct
Class A Common	2016 Performance Shares	$0.00	2018-12-31	1988-08-08	21,489	21,489	Direct
Class A Common	2017 Performance Shares	$0.00	2019-12-31	1988-08-08	20,029	20,029	Direct
Class A Common	2015 Out Performance Shares	$0.00	2017-12-31	1988-08-08	40,000	40,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-06-18	28,059	28,059	Direct
2019-04-21	7,011	7,011	Direct
2020-04-14	26,893	26,893	Direct
2021-04-13	38,547	38,547	Direct
2022-04-11	39,694	39,694	Direct
2023-04-08	33,422	33,422	Direct
2024-03-28	31,620	31,620	Direct
1988-08-08	19,576	19,576	Direct
1988-08-08	15,339	15,339	Direct
1988-08-08	21,489	21,489	Direct
1988-08-08	20,029	20,029	Direct
1988-08-08	40,000	40,000	Direct

Footnotes

Robert G. O'Brien Trust - account with Schwab. 9/13/2017: The price $25.5954 represents a weighted average of sales prices ranging from $25.59 per share to $25.60 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
Shares held by Robert L. O'Brien, son - Indirect
Shares held by Kathleen G. O'Brien, daughter - Indirect
Shares held by Sara F. O'Brien, daughter - Indirect
Shares are held by Robert & Ann (wife) O'Brien in a street account at Commonwealth. 24,148 restricted shares vested on 4/08/2017, of those 11,579 shares were returned to the Company to cover taxes, the balance of the shares were moved to this account.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.