Home > Insider Trading > Filing (0001615774-17-005109)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1708410	I-Am Capital Acquisition Co	IAMXU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1367772	Jacob F Cherian	1345 Avenue Of The Americas, 2Nd Floor New York NY 10105	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-09-13	137,500	$0.00	1,554,500	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2017-09-13	7,000	$10.00	1,561,500	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

As contemplated in connection with the initial public offering of the issuer, 137,500 shares of common stock of the issuer were returned by I-AM Capital Partners LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Mr. Cherian is a managing member of the Sponsor. Consequently, he may be deemed the beneficial owner of the shares of common stock held by the Sponsor and shares voting and dispositive control over such securities, and thus shares beneficial ownership of such securities. Mr. Cherian disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have a pecuniary interest.
These shares are underlying units (each unit consisting of one share of common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination and one warrant to purchase one share of common stock) held by the Sponsor, pursuant to an amended and restated unit purchase agreement by and between Sponsor and the issuer.