Filing Details
- Accession Number:
- 0001209191-17-052897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-14 21:25:00
- Reporting Period:
- 2017-09-12
- Accepted Time:
- 2017-09-14 21:25:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1435049 | Aduro Biotech Inc. | ADRO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193201 | T Stephen Isaacs | C/O Aduro Biotech, Inc. 740 Heinz Avenue Berkeley CA 94710 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-12 | 82,100 | $0.00 | 186,125 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-09-13 | 12,204 | $10.99 | 173,921 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70,657 | Indirect | By Family Trust |
Footnotes
- Represents grant of restricted stock units payable in common stock that vest in four equal annual installments from the grant date of September 12, 2017.
- The shares were sold to cover the tax obligation that occurred upon the vesting of an RSU.
- The shares are owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee.
Billionaire Hedge Funds
