Filing Details
- Accession Number:
- 0001213900-17-009691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-14 20:34:26
- Reporting Period:
- 2017-09-12
- Accepted Time:
- 2017-09-14 20:34:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302215 | Houlihan Lokey Inc. | HLI | Miscellaneous Business Credit Institution (6159) | 0331 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070304 | Orix Corp | World Trade Center Bldg. 2-4-1 Hamamatsu-Cho, Minato-Ku Tokyo M0 105 6135 | No | No | Yes | No | |
| 1650299 | Orix Hlhz Holding Llc | 1717 Main Street, Suite 1100 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-09-12 | 500,000 | $36.15 | 2,500,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-09-13 | 32,300 | $36.54 | 2,467,700 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-09-14 | 154,460 | $36.57 | 2,313,240 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects a weighted average sale price of $36.1452 per share, at prices ranging from $36.00 to $37.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $36.54 per share, at prices ranging from $36.35 to $36.925 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $36.5687 per share, at prices ranging from $36.52 to $36.745 per share. The Reporting Person will provide, upon request bythe staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at eachseparate price.
- Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
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