Filing Details
- Accession Number:
- 0001140361-17-035556
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-09-14 17:22:37
- Reporting Period:
- 2017-06-29
- Accepted Time:
- 2017-09-14 17:22:37
- Original Submission Date:
- 2017-06-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557142 | Kadmon Holdings Inc. | KDMN | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278951 | Goldentree Asset Management Lp | 300 Park Avenue 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1435626 | A. Steven Tananbaum | 300 Park Avenue 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1435627 | Goldentree Asset Management Llc | 300 Park Avenue 21St Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-29 | 1,501 | $4.04 | 115,094 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-06-29 | 3,155 | $4.04 | 241,997 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-06-29 | 62 | $4.04 | 4,806 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-06-29 | 50,490 | $4.04 | 2,733,955 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-06-29 | 7,498 | $4.04 | 575,117 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-06-29 | 1,709 | $4.04 | 131,147 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,828 | Indirect | See footnotes |
| Common Stock | 1,063,140 | Indirect | See footnotes |
Footnotes
- See Exhibit 99.1; footnote (1).
- See Exhibit 99.1; footnote (2).
- See Exhibit 99.1; footnote (3).
- See Exhibit 99.1; footnote (4).
- See Exhibit 99.1; footnote (5).
- See Exhibit 99.1; footnote (6).
- See Exhibit 99.1; footnote (7).
- See Exhibit 99.1; footnote (8).
- See Exhibit 99.1; footnote (9).
- See Exhibit 99.1; footnote (10).
Billionaire Hedge Funds
