Filing Details
- Accession Number:
- 0001144204-17-048048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-14 16:05:37
- Reporting Period:
- 2017-09-13
- Accepted Time:
- 2017-09-14 16:05:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561485 | Dean D'angelo | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-13 | 2,000 | $13.46 | 105,267 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-09-14 | 3,000 | $13.51 | 108,267 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The amount of securities beneficially owned following the reported transaction also includes an additional 1,945 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.