Filing Details
- Accession Number:
- 0001140361-17-035400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-13 20:09:13
- Reporting Period:
- 2017-09-08
- Accepted Time:
- 2017-09-13 20:09:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366294 | J Brian Sereda | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-07-27 | 46,015 | $0.00 | 71,869 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2017-07-27 | 46,015 | $0.00 | 46,015 | No | 5 | A | Indirect | The Sereda Family Trust |
Common Stock | Disposition | 2017-09-08 | 34,000 | $13.09 | 12,015 | No | 4 | S | Indirect | The Sereda Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | A | Indirect | The Sereda Family Trust |
No | 4 | S | Indirect | The Sereda Family Trust |
Footnotes
- Includes 452 shares acquired under the Issuer's employee stock purchase plan on June 30, 2017.
- Shares held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $13.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.