Filing Details

Accession Number:
0001140361-17-035400
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-13 20:09:13
Reporting Period:
2017-09-08
Accepted Time:
2017-09-13 20:09:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366294 J Brian Sereda C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Senior Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-07-27 46,015 $0.00 71,869 No 5 G Direct
Common Stock Acquisiton 2017-07-27 46,015 $0.00 46,015 No 5 A Indirect The Sereda Family Trust
Common Stock Disposition 2017-09-08 34,000 $13.09 12,015 No 4 S Indirect The Sereda Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 A Indirect The Sereda Family Trust
No 4 S Indirect The Sereda Family Trust
Footnotes
  1. Includes 452 shares acquired under the Issuer's employee stock purchase plan on June 30, 2017.
  2. Shares held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $13.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.